Navigating Hong Kong’s Regulatory Frontier
Pragmatic Compliance & Financial Crime Advisory for Regulated Entities
TY Compliance is an independent regulatory advisory practice dedicated to helping businesses navigate Hong Kong’s complex and evolving legal frameworks. In an era of heightened regulatory enforcement, automated tools and off-the-shelf templates cannot replace rigorous statutory analysis.
Backed by our team of compliance, financial crime, and regulatory experts, we provide hands-on advisory in AML/CTF framework design, licensing readiness, and corporate due diligence. We bridge the gap between statutory mandates and daily commercial operations, ensuring your business remains audit-ready, resilient, and fully compliant.
Dedicated to the Hong Kong Market
Hong Kong is a vital financial gateway, but operational continuity requires strict adherence to tightening local oversight. At TY Compliance, we demystify complex enforcement priorities, helping regulated operators implement practical, audit-ready frameworks built to withstand structured inspections by the Companies Registry and Customs and Excise Department.
Cap. 615 Specialization
Every policy, risk matrix, and monitoring workflow is custom-built under the Anti-Money Laundering and Counter-Terrorist Financing Ordinance (Cap. 615) to withstand regulatory scrutiny, not shelf-sit.
End-to-End Licensing Support
Hands-on guidance through TCSP and MSO licensing, fit-and-proper checks, and annual regulatory inspections with the Companies Registry and Customs & Excise Department.
Forensic Risk Vetting
Certified Fraud Examiner (CFE) and AML specialist (CAMS) investigative methods applied to complex ownership structures, high-risk customer reviews, and UBO tracing.
Wally Ho, LL.M., CAMS, CFE
Principal Consultant
Wally Ho leads TY Compliance, advising trust and corporate service providers (TCSPs), money service operators (MSOs), and financial entities on Hong Kong regulatory compliance, licensing readiness, and financial crime prevention.
Bringing over 15 years of professional experience across financial services, corporate governance, and regulatory matters, he holds a Master of Laws (LL.M.) in Financial Services Law alongside dual global designations as a Certified Anti-Money Laundering Specialist (CAMS) and Certified Fraud Examiner (CFE). Combining statutory interpretation with investigative discipline, Wally personally directs every engagement at the principal level to ensure compliance frameworks are built with precision to withstand regulatory inspections.
- Core Focus: Cap. 615 Statutory Alignment, TCSP & MSO Licensing Documentation, Institutional AML Gap Reviews, High-Risk EDD, and Internal Fraud Prevention.
- Direct Connect: [email protected]
Protect Your Local Operations
Do not wait for an inspection to find compliance gaps. Speak directly with our principal consultant to ensure your operations are audit-ready.